Carol Sherman

Carol Sherman

Kelley Drye & Warren LLP

Contact
View Bio
RSS

Latest Posts › Smaller Reporting Companies

Share:

Understanding the SEC’s Final Clawback Rules

On October 26, 2022, the Securities and Exchange Commission (“SEC”) adopted its final “clawback” rules requiring securities exchanges to mandate listing standards that require listed issuers on securities exchanges...more

11/3/2022  /  Clawbacks , Emerging Growth Companies , Final Rules , Foreign Private Issuers , Securities and Exchange Commission (SEC) , Smaller Reporting Companies

SEC Increases Threshold for Qualifying as a Smaller Reporting Company

On June 28, 2018, the Securities and Exchange Commission (SEC) approved amending the definition of “smaller reporting company” (SRC) to increase the financial thresholds for qualification. This change will significantly...more

7/25/2018  /  Amended Regulation , Disclosure Requirements , Regulation S-K , Regulation S-X , Securities and Exchange Commission (SEC) , Smaller Reporting Companies , Threshold Requirements
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide