Caroline Rice

Dinsmore & Shohl LLP

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Private Investment Funds: Assess Your Structures and Prepare for Corporate Transparency Act Compliance

Beginning January 1, 2024, companies created or registered in the United States will have to report information about their ownership to the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of...more

12/29/2023 / Beneficial Owner , Corporate Transparency Act , FinCEN , Investment Advisers Act of 1940 , Popular , Registered Investment Advisors , Reporting Requirements , Securities and Exchange Commission (SEC)

Are you Ready? The Corporate Transparency Act is Coming and Many Businesses Will be Required to Report Ownership Disclosures

Beginning January 1, 2024, companies created or registered in the United States will have one year to report personal information about their owners to the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S....more

10/26/2023 / Anti-Money Laundering , Beneficial Owner , Corporate Transparency Act , Financial Crimes , FinCEN , Reporting Requirements

Disclose for Declination – DOJ Announces New Safe Harbor Policy for Voluntary Disclosures in Mergers & Acquisitions

The Department of Justice (DOJ) hopes to incentivize timely disclosure of misconduct uncovered during the M&A process with the announcement of a Department-wide Safe Harbor policy on October 4, 2023. The policy, which applies...more

10/10/2023 / Corporate Crimes , Corporate Misconduct , Department of Justice (DOJ) , Self-Disclosure Requirements , Voluntary Disclosure

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