We’re approaching another year filled with evolving regulatory demands, emerging risks and growing stakeholder expectations. Staying ahead of the curve is no longer an advantage – it’s a necessity.
Join our webinar to...more
1/15/2025
/ Artificial Intelligence ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Civility ,
Compliance ,
Corporate Governance ,
Cybersecurity ,
Environmental Social & Governance (ESG) ,
Risk Management ,
Supply Chain ,
Webinars ,
Whistleblower Protection Policies ,
Whistleblowers
Discover valuable whistleblowing trends for 2024 in key regions.
Join us to explore the latest global whistleblowing and incident reporting developments. Our 2024 Regional Whistleblowing Benchmark Webinar promises to...more
4/25/2024
/ Benchmarking ,
Chief Ethics and Compliance Officers (CECO) ,
Chief Risk Officers (CRO) ,
Corporate Misconduct ,
Human Resources Professionals ,
Incident Response Plans ,
Internal Reporting ,
Webinars ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers
The compliance and whistleblowing scene is heating up! With more employees speaking up, benchmarking your hotline and incident management data is critical to staying ahead of risks and fostering a resilient, compliant...more
Each year, the NAVEX Hotline & Incident Management Benchmark report delivers a deep analysis of the world’s largest database of employee incident – whistleblowing – reports. Our annual report is the recognized industry...more
3/10/2023
/ Anti-Retaliation Provisions ,
Benchmarking ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Risk Management ,
Speak-up Cultures ,
Webinars ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers
Until recently, trends in whistleblower reports and behavior seemed to only break through into the news cycle when an extraordinary story made it into mainstream headlines. Now, reports of whistleblower actions and payouts...more
The resilience of risk and compliance (R&C) leaders over these past couple of years has been remarkable. Our profession adapted amid the massive and sudden workplace shifts brought on by COVID-19, and by most accounts,...more
9/13/2022
/ Benchmarks ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Corporate Counsel ,
Corporate Culture ,
Corporate Governance ,
Environmental Social & Governance (ESG) ,
Leadership ,
Risk Assessment ,
Risk Management ,
Surveys ,
Whistleblower Protection Policies ,
Whistleblowers
The Navex 2022 Risk & Compliance Hotline & Incident Management Benchmark Report provides a fascinating look into what’s going on in compliance in general and how employees are using helplines specifically.
The 2021 report...more
On November 15th, the Securities and Exchange Commission (SEC) Office of the Whistleblower (OWB) released its 2021 Annual Report to Congress that reports staggering statistics for FY 2021 and should sound warning bells for...more
Register for NAVEX Next, our annual risk and compliance virtual conference. Formerly the Ethics & Compliance Virtual Conference (ECVC), the new name recognizes that we must be forward-looking as we face an increasingly...more
10/7/2020
/ Anti-Discrimination Policies ,
Anti-Harassment Policies ,
Best Practices ,
Board of Directors ,
CEOs ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Continuing Legal Education ,
Corporate Culture ,
Data Privacy ,
Data Protection ,
Department of Justice (DOJ) ,
Diversity and Inclusion Standards (D&I) ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Ethics ,
EU ,
Human Resources Professionals ,
International Data Transfers ,
New Guidance ,
Policies and Procedures ,
Regulatory Requirements ,
Remote Working ,
Retaliation ,
Risk Assessment ,
Risk Management ,
Social Justice Issues ,
Supply Chain ,
Third-Party Risk ,
Webinars ,
Whistleblower Protection Policies ,
Whistleblowers
Many compliance officers over the years have wished for the day when what we do is at the forefront of public conversation — a day when people everywhere were eager to talk about the importance of rooting out misconduct and...more
In an expected ruling, the Supreme Court held that Dodd-Frank’s anti-retaliation provision does not extend to an individual who has not reported a violation of the securities laws to the SEC. The court signaled this outcome...more
2/23/2018
/ Anti-Retaliation Provisions ,
Digital Realty Trust Inc v Somers ,
Dodd-Frank ,
Internal Reporting ,
Reporting Requirements ,
Retaliation ,
Sarbanes-Oxley ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Whistleblower Protection Policies ,
Whistleblowers
Every year it’s safe to assume that our list of Top 10 trends will include the latest developments pertaining to helplines, whistleblower reporting and retaliation, and this year is no exception. We begin by examining some...more
1/3/2017
/ Anti-Retaliation Provisions ,
Chief Compliance Officers ,
Compliance ,
Department of Justice (DOJ) ,
Employee Training ,
Ethics ,
Internal Investigations ,
Internal Reporting ,
Managers ,
Supervisors ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers ,
Yates Memorandum
Last November, the U.S. Securities and Exchange Commission issued its Annual Report to Congress on the Dodd-Frank Whistleblower Program. It is clear that the program is going strong. Following are five key ways compliance...more
1/23/2015
/ Best Practices ,
Chief Compliance Officers ,
Compliance ,
Dodd-Frank ,
Employer Liability Issues ,
Internal Reporting ,
Retaliation ,
Risk Assessment ,
Risk Mitigation ,
Securities and Exchange Commission (SEC) ,
Whistleblower Protection Policies
Last week, the SEC announced its first whistleblower award to an audit and compliance professional. The $300,000 award announcement noted that the recipient had “reported concerns to appropriate personnel within the company,...more