Catherine Ferguson

Catherine Ferguson

Groom Law Group, Chartered

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SEC’s Final “Clawback” Rule May Pose Code Section 409A Issues for Nonqualified Plan Sponsors

In 2015, the Securities and Exchange Commission (“SEC”) proposed under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the Dodd-Frank Act”) a requirement for publicly-traded companies to adopt clawback...more

11/15/2023  /  Clawbacks , Corporate Governance , Dodd-Frank , Incentive Compensation , Reporting Requirements , Section 409A , Securities and Exchange Commission (SEC)
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