The SEC on June 2, 2025, filed a complaint against David A. Nagler and New Line Capital LLC (Defendants) in the U.S. District Court for the District of New Mexico for allegedly breaching their fiduciary duties and defrauding...more
7/17/2025
/ Breach of Duty ,
Conflicts of Interest ,
Disclosure Requirements ,
Elder Abuse ,
Enforcement Actions ,
Fees ,
Fiduciary Duty ,
Fraud ,
Investment Adviser ,
Penalties ,
Pending Litigation ,
Securities and Exchange Commission (SEC)