Chris Chapman

Chris Chapman

Mayer Brown

Contact
View Bio
RSS

Latest Posts › Regulatory Reform

Share:

FAQs on Proposed Reforms to the UK Senior Managers and Certification Regime

The Senior Managers & Certification Regime ("SM&CR") has been a cornerstone of the UK’s individual accountability regulatory framework for banks, insurers and other regulated firms since its introduction in the wake of the...more

7/23/2025  /  Compliance , Financial Conduct Authority (FCA) , Financial Services Industry , HM Treasury , Proposed Rules , Regulatory Oversight , Regulatory Reform , Regulatory Requirements , Senior Managers , UK

Non-financial Misconduct – FCA Issues New Policy Statement and Consults on Guidance

OVERVIEW - On 2 July 2025, the Financial Conduct Authority (FCA) published a significant policy statement and consultation paper (CP25/18) addressing non-financial misconduct (NFM) in the financial services sector. It...more

7/10/2025  /  Financial Conduct Authority (FCA) , Financial Services Industry , New Guidance , New Regulations , Regulatory Reform , Regulatory Requirements , UK
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide