Pending legislation would require California public companies to have at least one woman director by the end of 2019.
Would apply to public companies with a principal place of business in California as disclosed on Form...more
The California Department of Business Oversight has enacted final rules to implement an exemption from broker-dealer registration licensing requirements in California for individuals acting as “finders” in securities...more
8/10/2017
/ Broker-Dealer ,
Exceptions ,
Finder's Fees ,
Finders ,
Licensing Rules ,
New Rules ,
Registration Requirement ,
Securities ,
Securities Transactions ,
State and Local Government ,
Statement of Information