Christina Russo

Christina Russo

Akerman LLP

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First-Ever Prosecution for Sales Under Rule 10b5-1 Trading Plan

Executive Sentenced to 42 Months in Prison - Company insiders rely upon Rule 10b5-1 trading plans to sell stock pursuant to predetermined trades, allowing them to later trade securities even though they may be in...more

7/1/2025  /  10b5-1 Plans , Corporate Governance , Criminal Prosecution , Department of Justice (DOJ) , Insider Trading , Penalties , Publicly-Traded Companies , Securities Fraud , Securities Regulation , White Collar Crimes

SEC Expands Confidential Review Process for Draft Registration Statements

On March 3, 2025, the Securities and Exchange Commission (the “Commission”) announced updates to its confidential submission process for draft registration statements, broadening the scope of issuers eligible for non-public...more

3/31/2025  /  Capital Markets , Foreign Private Issuers , Initial Public Offering (IPO) , Regulation S-K , Reporting Requirements , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Regulation , Special Purpose Acquisition Companies (SPACs)

SEC Approves Changes to NYSE and Nasdaq Minimum Price Rules: What Public Companies Need to Know

In January 2025, the Securities and Exchange Commission (the Commission) approved amendments to the minimum bid price compliance rules for companies listed on the New York Stock Exchange (NYSE) and the Nasdaq Stock Market...more

3/12/2025  /  Capital Markets , Compliance , Delisting , Financial Services Industry , Nasdaq , NYSE , Publicly-Traded Companies , Reverse Stock Splits , Securities and Exchange Commission (SEC) , Securities Regulation

Navigating the SEC Climate Disclosure Rules: What You Need to Know

In a monumental move yesterday, the Securities and Exchange Commission (the "Commission") continued its commitment to environmental transparency by adopting new climate disclosure rules. These rules, as discussed in the...more

3/8/2024  /  Climate Change , Corporate Governance , Corporate Social Responsibility , Disclosure Requirements , Environmental Social & Governance (ESG) , Greenhouse Gas Emissions , Publicly-Traded Companies , Risk Management , Securities and Exchange Commission (SEC) , Securities Regulation
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