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SEC Division of Corporation Finance Publishes Disclosure Considerations for China-based Issuers

The US Securities and Exchange Commission (SEC) Division of Corporation Finance published CF Disclosure Topic No. 10 (the disclosure topic) on November 23, 2020. The disclosure topic provides guidance to China-based Issuers:...more

12/1/2020 / China , Disclosure Requirements , Emerging Markets , Foreign Issuers , Investor Protection , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Significant Changes to MD&A and Related Disclosures

On November 19, 2020, the US Securities and Exchange Commission (SEC) continued its recent efforts to modernize and simplify certain financial disclosure requirements in Regulation S-K by amending Item 303 of Regulation S-K...more

11/25/2020 / Corporate Governance , Disclosure Requirements , Financial Regulatory Reform , Financial Statements , MD&A Statements , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Rules to Facilitate Electronic Submission of Documents

The US Securities and Exchange Commission (SEC) has amended Regulation S-T and the EDGAR Filer Manual to permit the use of electronic signatures for filings on EDGAR that are required to be signed and has made corresponding...more

11/19/2020 / Coronavirus/COVID-19 , EDGAR , Electronic Filing , Infectious Diseases , Regulation S-T , Required Documentation , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

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