Christine Mikhael

Christine Mikhael

K&L Gates LLP

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SEC Proposes New Requirements for Adviser Oversight of Service Providers

SUMMARY - On 26 October 2022, the Securities and Exchange Commission (SEC) proposed new Rule 206(4)-11 (the Proposed Rule) under the Investment Advisers Act of 1940 (Advisers Act) and related amendments (together with the...more

11/11/2022  /  Asset Management , Investment Adviser , Investment Advisers Act of 1940 , Investment Funds , Securities and Exchange Commission (SEC)
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