It is safe to say 2025 is expected to be a busy year for California Attorney General Rob Bonta (CA AG). We anticipate that the CA AG will increase enforcement activity this year with wide-reaching and broad investigations...more
2/11/2025
/ Antitrust Provisions ,
Artificial Intelligence ,
California ,
Climate Change ,
Competition ,
Consumer Privacy Rights ,
Data Privacy ,
Enforcement ,
Enforcement Actions ,
Environmental Policies ,
Environmental Protection Agency (EPA) ,
Investigations ,
State Attorneys General ,
Technology ,
Technology Sector
On March 18, 2024, the SEC announced—in videos posted on YouTube and Twitter—regulatory actions against two investment advisers for “AI washing,” a practice defined by the SEC as “making false artificial intelligence-related...more
3/21/2024
/ Anti-Fraud Provisions ,
Artificial Intelligence ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Funds ,
NASAA ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
SIFMA
In the first year of the Biden administration, leadership at the U.S. Department of Justice (DOJ), U.S. Securities and Exchange Commission (SEC), and other U.S. government agencies announced expansive efforts to investigate...more
3/16/2022
/ Bribery ,
California ,
Coronavirus/COVID-19 ,
Corporate Crimes ,
Department of Defense (DOD) ,
Department of Justice (DOJ) ,
Employee Misconduct ,
Enforcement ,
Federal Contractors ,
GAO ,
Paycheck Protection Program (PPP) ,
Procurement Collusion Strike Force ,
Securities and Exchange Commission (SEC) ,
White Collar Crimes