Christopher Dailey

Morrison & Foerster LLP

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California Proposes Adopting IAR Continuing Education Model Rules

The California Department of Financial Protection and Innovation (DFPI) has proposed to adopt rules that would require investment adviser representatives (IARs) to complete 12 credit hours of continuing education courses each...more

12/16/2022  /  California , Continuing Education , Department of Financial Protection and Innovation (DFPI) , Financial Industry Regulatory Authority (FINRA) , Model Rules , NASAA , Registered Investment Advisors
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