In December 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended. Those finalized amendments merged the...more
In December 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended. Those finalized amendments merged the...more
In December 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended. Those finalized amendments merged the...more
In December 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended. Those finalized amendments merged the...more
In December 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended. Those finalized amendments merged the...more
The SBIC Program -
A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses and is licensed by the U.S. Small Business...more
A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses and is licensed by the United States Small Business Administration (SBA)....more
9/23/2019
/ Business Development ,
Business Development Companies ,
Community Reinvestment Act ,
Debentures ,
Dodd-Frank ,
Early Stage Companies ,
Gramm-Leach-Blilely Act ,
Investment ,
Investment Advisers Act of 1940 ,
Investment Opportunities ,
Leveraged Finance ,
Portfolio Companies ,
SBA ,
SBIA ,
SBIC ,
Small Business ,
Startups ,
Volcker Rule
A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses and is licensed by the United States Small Business Administration (SBA)....more
1/17/2019
/ Community Reinvestment Act ,
Debentures ,
Dodd-Frank ,
Exemptions ,
Gramm-Leach-Blilely Act ,
Investment Advisers Act of 1940 ,
Leveraged Finance ,
Portfolio Companies ,
Regulatory Requirements ,
SBA ,
SBIA ,
SBIC ,
Small Business
A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses and is licensed by the United States Small Business Administration (SBA)....more
1/25/2018
/ Community Reinvestment Act ,
Dodd-Frank ,
Financial Institutions ,
Gramm-Leach-Blilely Act ,
Investment ,
Investment Advisers Act of 1940 ,
Portfolio Companies ,
Regulatory Oversight ,
SBA ,
SBIA ,
SBIC ,
Small Business
A Small Business Investment Company (SBIC) is a privately owned and operated company that makes long-term investments in American small businesses and is licensed by the United States Small Business Administration (SBA)....more
1/23/2017
/ Community Reinvestment Act ,
Debentures ,
Dodd-Frank ,
Exemptions ,
FDIC ,
Financial Institutions ,
Gramm-Leach-Blilely Act ,
Investment ,
Investment Advisers Act of 1940 ,
Investors ,
Portfolio Companies ,
SBA ,
SBIA ,
SBIC ,
Small Business ,
Startups ,
Venture Capital