In October 2024, FINRA released its blueprint for the securities industry’s use of the metaverse — the metaverse report. The metaverse, often framed as “the next evolution of today’s internet,” is a loosely defined term used...more
5/6/2025
/ Data Privacy ,
Digital Assets ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
FinTech ,
Information Technology ,
Innovative Technology ,
Investors ,
Metaverse ,
Regulatory Requirements ,
Securities Regulation ,
Virtual Currency
On January 28, 2025, FINRA issued its 2025 Annual Regulatory Oversight Report, providing a detailed look into FINRA’s current regulatory oversight of member firms and their registered personnel....more
2/14/2025
/ Annual Reports ,
Annuities ,
Anti-Money Laundering ,
Artificial Intelligence ,
Cybersecurity ,
Data Breach ,
Financial Crimes ,
Financial Industry Regulatory Authority (FINRA) ,
Fraud ,
Investment Fraud ,
Popular ,
Regulatory Oversight ,
Regulatory Violations ,
Risk Management ,
Third-Party Risk