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The State of Play for Reverse Stock Splits by Nasdaq- And Nyse-Listed Issuers

Introduction - Issuers listed on the Nasdaq Stock Market and the New York Stock Exchange (NYSE) often conduct reverse stock splits to maintain compliance with each exchange’s US$1.00 minimum share price requirement. A reverse...more

SEC Adopts Rules to Facilitate Electronic Signatures on EDGAR Filings

On 17 November 2020, the U.S. Securities and Exchange Commission (SEC) announced it had adopted new rules and rule amendments to permit the use of electronic signatures for executing documents filed with the SEC through its...more

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