The United States represents a large source of potential capitalthat non-U.S. fund managers often find impossible to ignore. To assist non-U.S. fund managers, we have prepared a checklist that sets out key considerations for...more
7/6/2022
/ Accredited Investors ,
Advertising ,
Blue Sky Laws ,
CFTC ,
Due Diligence ,
Employee Retirement Income Security Act (ERISA) ,
Form D Filing ,
Fund Managers ,
Investment Company Act of 1940 ,
Investors ,
Non-US Entities ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
Solicitation ,
Tax Exemptions ,
Venture Capital ,
Volcker Rule
On July 15, 2019, the Securities and Exchange Commission (SEC) and North American Securities Administrators Association (NASAA) staffs released a joint statement (the “Statement”) addressing compliance implications for...more
7/19/2019
/ Investment Company Act of 1940 ,
NASAA ,
Opportunity Zones ,
Qualified Opportunity Funds ,
Regulation A ,
Regulation CF ,
Regulation D ,
Rule 506 Offerings ,
Securities and Exchange Commission (SEC) ,
Tax Cuts and Jobs Act ,
Tax Exemptions