On August 7, 2025, President Trump issued an executive order entitled “Democratizing Access to Alternative Assets for 401(k) Investors” (the “Executive Order”),1 requiring the Department of Labor (“DOL”) and the Securities...more
8/12/2025
/ 401k ,
Defined Contribution Plans ,
Department of Labor (DOL) ,
Digital Assets ,
Employee Retirement Income Security Act (ERISA) ,
Executive Orders ,
Fiduciary Duty ,
Popular ,
Private Equity Funds ,
Retirement Plan ,
Securities and Exchange Commission (SEC)
Private credit funds have ballooned across the industry to bridge the funding gap which followed the great financial crisis and the resulting regulation of traditional financial institutions. The maturing private credit...more
On March 19, 2025, the SEC Staff published two Marketing Rule FAQs that address some of the more challenging aspects of the Marketing Rule requirement to present net performance information. Specifically, the FAQs provide a...more
3/31/2025
/ Compliance ,
Disclosure Requirements ,
Investment Advisers Act of 1940 ,
Investment Management ,
Marketing ,
New Guidance ,
Portfolio Managers ,
Private Equity Funds ,
Private Funds ,
Registered Investment Advisors ,
Securities Regulation