On March 3, 2025, the Securities and Exchange Commission’s (SEC) Division of Corporation Finance announced significant enhancements to the accommodations available for issuers confidentially submitting draft registration...more
3/13/2025
/ Capital Markets ,
Disclosure Requirements ,
Financial Statements ,
Initial Public Offering (IPO) ,
JOBS Act ,
Mergers ,
Publicly-Traded Companies ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation
On January 14, 2025, the U.S. Securities and Exchange Commission (SEC) charged Presto Automation Inc. (Presto) with violations of the Securities Act of 1933 and the Securities Exchange Act of 1934 for misleading artificial...more
2/4/2025
/ Artificial Intelligence ,
Compliance ,
Disclosure Requirements ,
Enforcement Actions ,
Fraud ,
Machine Learning ,
Publicly-Traded Companies ,
Risk Management ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Securities Violations ,
Technology Sector