The U.S. Securities and Exchange Commission (SEC) recently announced that it adopted final rules to simplify the “patchwork” framework for exempt offerings under the Securities Act of 1933. These amendments generally follow...more
The U.S. Securities and Exchange Commission on July 22, 2020, adopted final amendments to its proxy solicitation rules to codify the SEC’s longstanding view that proxy voting advice generally constitutes a solicitation within...more
8/12/2020
/ Anti-Fraud Provisions ,
Disclosure Requirements ,
Filing Requirements ,
Investment Adviser ,
Proposed Rules ,
Proxy Advisors ,
Proxy Season ,
Proxy Solicitations ,
Proxy Voting Guidelines ,
Safe Harbors ,
Securities and Exchange Commission (SEC)