The Canadian Securities Administrators (“CSA”) have published for comment amendments and changes to the principal distributor model in the distribution of mutual fund securities (collectively, the “Proposed Amendments”). The...more
Canadian Securities Administrators (CSA) issue a request for comments on draft documents related to the proposed amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers...more
6/7/2022
/ Canada ,
Canadian Securities Administration ,
Capital Markets ,
Comment Period ,
IIROC ,
Investor Protection ,
Mutual Funds ,
Regulatory Agenda ,
Regulatory Reform ,
Securities Regulation ,
Self-Regulatory Organizations