The Ontario Securities Commission (“OSC”) announced the formation of a new OSC LaunchPad Long-Term Asset Fund Project (the “Project”) as part of an update on its proposed framework (the “Proposal”) to facilitate retail...more
Canadian Securities Administrators (CSA) issue a request for comments on draft documents related to the proposed amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers...more
6/7/2022
/ Canada ,
Canadian Securities Administration ,
Capital Markets ,
Comment Period ,
IIROC ,
Investor Protection ,
Mutual Funds ,
Regulatory Agenda ,
Regulatory Reform ,
Securities Regulation ,
Self-Regulatory Organizations
Final amendments to National Instrument 33-109 Registration Information (NI 33-109) and related instruments (the Final Amendments) clarify outside activity reporting requirements, among other things. The Ontario Securities...more