Darryl Lew

White & Case LLP

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Latest Posts › Securities Regulation

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Fiscal Year 2024 in Review: Key Takeaways and Predictions from SEC Enforcement Actions Against US Public Companies

On November 22, 2024, the US Securities and Exchange Commission (SEC) released its enforcement results for fiscal year ("FY") 2024 (October 1, 2023 through September 30, 2024).1 While the next administration's approach to...more

12/27/2024 / Disclosure Requirements , Enforcement Actions , Environmental Social & Governance (ESG) , Fiscal Year , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Warns Individual Actors of Potential Liability for AI-Related Security Risk Disclosure Failures

Over the past few months, the Securities and Exchange Commission (the "SEC") has issued several warnings to companies to ensure accurate disclosure of the role and risks of artificial intelligence ("AI") in their businesses....more

4/24/2024 / Artificial Intelligence , Disclosure Requirements , Environmental Social & Governance (ESG) , Securities and Exchange Commission (SEC) , Securities Regulation , Security and Privacy Controls

New Settlements Demonstrate the SEC’s Ongoing Efforts to Hold Companies Accountable for AI-Washing

In the past few months, we have published several alerts concerning the increase in regulatory attention to "AI washing," or making unfounded claims regarding artificial intelligence ("AI") capabilities.1 Senior officials at...more

3/22/2024 / Artificial Intelligence , Department of Justice (DOJ) , Enforcement Actions , Investment Adviser , Misleading Statements , Misrepresentation , Securities and Exchange Commission (SEC) , Securities Regulation , Settlement

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