David Bartz

K&L Gates LLP

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SEC Reassesses Foreign Private Issuer Eligibility

Earlier this month, the US Securities and Exchange Commission (SEC) issued a concept release to solicit public comment on potential changes to the definition of a foreign private issuer (FPI), marking the SEC’s first review...more

6/30/2025 / Capital Markets , Corporate Governance , Disclosure Requirements , Foreign Private Issuers , Investors , Proposed Rules , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Expedited Schedule 13G Deadlines Are Now in Effect

In October 2023, the US Securities and Exchange Commission (SEC) adopted amendments to modernize its beneficial ownership rules, which we previously addressed in this news alert. These updates include revised filing deadlines...more

10/2/2024 / Beneficial Owner , Filing Deadlines , Investors , Reporting Requirements , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Evaluates Changes to its Investor Counting Rules Potentially Forcing Large Private Companies into the Public Reporting Regime

BACKGROUND - In 2012, the Jumpstart Our Business Startups Act (the JOBS Act) became law. Among other things, the JOBS Act sought to democratize access to the private markets, including raising the total assets threshold under...more

1/24/2022 / Investors , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC) , Venture Capital

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