The rule is an expansion of a popular modernization reform previously only available to emerging growth companies.
All issuers considering a registered securities offering will now be able to engage in “testing-the-waters”...more
10/31/2019
/ Accredited Investors ,
Corporate Issuers ,
Emerging Growth Companies ,
Initial Public Offering (IPO) ,
Institutional Investors ,
JOBS Act ,
New Rules ,
Public Offerings ,
Qualified Institutional Buyers ,
Registration Statement ,
Regulation D ,
Regulation FD ,
Rule 144A ,
Rule 163B ,
Securities Act ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Testing-the-Waters Communications
On February 19, 2019, the Securities and Exchange Commission (SEC) proposed a rule that would generally permit all issuers to “jump the gun”—that is, to make offers to certain institutional investors prior to the filing of a...more
2/26/2019
/ Accredited Investors ,
Comment Period ,
Emerging Growth Companies ,
Gun-Jumping ,
Institutional Investors ,
Merger Controls ,
Mergers ,
Proposed Rules ,
Qualified Institutional Buyers ,
Registration Statement ,
Regulation FD ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Tax Cuts and Jobs Act ,
Testing-the-Waters Communications
Capital markets in the United States provide an unparalleled source of investment capital, measured in trillions of dollars, for companies located outside the United States. For non-U.S. companies (which we refer to in this...more
7/23/2015
/ Banking Sector ,
Beneficial Owner ,
Capital Markets ,
Corporate Governance ,
Disclosure Requirements ,
Financial Institutions ,
Foreign Corporations ,
Foreign Private Issuers ,
Private Offerings ,
Prudential Standards ,
Registration Statement ,
Regulatory Agencies ,
Securities Act of 1933 ,
Securities Exchange Act