David Breyer

David Breyer

Mayer Brown

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FINRA Proposes to Exempt BDCs from its IPO Purchase Restriction Rules

On March 20, 2025, the Financial Industry Regulatory Authority (FINRA) proposed amendments to its rules imposing restrictions on the purchase and sale of equity securities offered in initial public offerings (IPOs) (Rule...more

3/31/2025  /  Business Development Companies , Exemptions , Financial Industry Regulatory Authority (FINRA) , Initial Public Offering (IPO) , Investment , Proposed Amendments , Proposed Rules , Regulatory Requirements , Securities , Securities Regulation
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