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With Compliance Date for Reg S-P Amendments Looming, Is Your Firm Ready Yet?

Welcome to “SERC’ling Up,” your resource for staying ahead in today’s fast-evolving financial landscape. This newsletter delivers perspectives on the latest enforcement trends, regulatory updates and high-stakes developments...more

SEC Settles Charges for Alleged Misleading Disclosures, Shedding Light on Materiality in Cyber Context

On Oct. 22, 2024, the Securities and Exchange Commission (SEC) announced settled charges against four current and former public companies, Unisys, Avaya Holdings, Check Point Software Technologies and Mimecast, for allegedly...more

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