David Hirsch

David Hirsch

McGuireWoods LLP

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With Compliance Date for Reg S-P Amendments Looming, Is Your Firm Ready Yet?

Welcome to “SERC’ling Up,” your resource for staying ahead in today’s fast-evolving financial landscape. This newsletter delivers perspectives on the latest enforcement trends, regulatory updates and high-stakes developments...more

6/6/2025  /  Broker-Dealer , Compliance Dates , Cybersecurity , Data Breach , Data Privacy , Financial Institutions , Regulation S-P , Regulatory Requirements , Securities Regulation
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