As the 118th Congress prepares to take office, those who may be targets of a new congressional agenda emphasizing government investigations should assess and address their vulnerabilities.
Top industry targets for...more
11/21/2022
/ American Rescue Plan Act of 2021 ,
Antitrust Violations ,
CARES Act ,
China ,
Congressional Investigations & Hearings ,
Congressional Oversight ,
Coronavirus/COVID-19 ,
Environmental Social & Governance (ESG) ,
Federal Contractors ,
Financial Services Industry ,
Fraud ,
Government Investigations ,
Policies and Procedures ,
Risk Management ,
Risk Mitigation ,
Supply Chain ,
Technology Sector ,
Vulnerability Assessments
As savvy investigators in Congress and the Biden-Harris Administration prepare for new and expanded government investigations, it is time for potential targets to assess and address their vulnerabilities.
Investigators in...more
1/28/2021
/ Biden Administration ,
CARES Act ,
CFIUS ,
China ,
Coronavirus/COVID-19 ,
Department of Justice (DOJ) ,
Diversity and Inclusion Standards (D&I) ,
Environmental Policies ,
Federal Contractors ,
Financial Services Industry ,
Fraud and Abuse ,
GAO ,
Government Investigations ,
National Security ,
Oversight Committee ,
Pharmaceutical Industry ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
TARP ,
Technology Sector
Despite turmoil created by the pandemic and the uncertainty created by next week’s election, SEC enforcement remains business as usual.
Over seven months into the pandemic, the SEC has taken substantial measures to adjust...more
If past crises are any guide, public outcry for accountability, media attention and vigorous enforcement is likely in the wake of the pandemic.
Corruption, fraud and money laundering are ever-present risks during the...more
Expect the SEC to aggressively enforce the securities laws during and after the COVID-19 pandemic, particularly against market participants who act opportunistically.
The SEC as well as senior staff within the Division of...more