Last week the FCA issued three announcements concerning its approach to the digital future of financial services in the UK. Amongst these was the FCA’s AI Update, their response to the government’s recent AI consultation...more
5/3/2024
/ Artificial Intelligence ,
Bank of England ,
Consultation ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Prudential Regulation Authority (PRA) ,
Regulatory Authority ,
Regulatory Standards ,
UK ,
White Papers
Social media raises a novel set of risks and challenges to effective financial services regulation, particularly in the field of consumer protection and market integrity. Specifically, regulators have expressed concerns...more
2/14/2024
/ Algorithms ,
Anti-Fraud Provisions ,
Compliance ,
Content Marketing ,
False Statements ,
Financial Conduct Authority (FCA) ,
Financial Promotions ,
Financial Services Industry ,
Market Abuse ,
OFCOM ,
Online Platforms ,
Regulatory Standards ,
Risk Management ,
Social Media
The Economic Crime and Corporate Transparency Act was passed by Parliament on 26 October. The Act makes significant changes to the law of corporate criminal liability....more
11/6/2023
/ Corporate Crimes ,
Corporate Liability ,
Criminal Liability ,
Financial Conduct Authority (FCA) ,
Financial Crimes ,
Financial Services Industry ,
Fraud ,
Regulatory Oversight ,
Regulatory Standards ,
Transparency ,
UK