David Taylor

David Taylor

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SEC Updates IPO Guidance: Issuers can Omit Interim Financial Information that will be Superseded

On August 17, 2017, the Securities and Exchange Commission (“SEC”) updated its guidance with respect to interim financial information that issuers may omit from draft registration statements. Under the updated guidance, both...more

8/23/2017  /  Corporate Counsel , Emerging Growth Companies , Financial Statements , Initial Public Offering (IPO) , Securities and Exchange Commission (SEC)

SEC’s Corp Fin Extends Confidential Review of Draft Registration Statements and Provides Guidance

On June 29, 2017, the Securities and Exchange Commission (the “SEC”) announced that the Division of Corporation Finance (the “Division”) will permit all companies to submit draft registration statements relating to initial...more

7/6/2017  /  Corp Fin , EDGAR , Initial Public Offering (IPO) , Registration Statement , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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