The rules, originally proposed in March 2022, realign disclosures, marketing practices and other obligations in de-SPAC transactions more closely with traditional IPOs and add increased risk and uncertainty for market...more
3/28/2024
/ Conflicts of Interest ,
Corporate Counsel ,
Disclosure Requirements ,
Enforcement ,
Fairness Standard ,
Final Rules ,
Initial Public Offering (IPO) ,
Investment Company Act of 1940 ,
Liability ,
New Regulations ,
Popular ,
PSLRA ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies ,
Special Purpose Acquisition Companies (SPACs) ,
Underwriting
Updates from recent U.S. House Committee on Financial Services hearing and proposed legislation -
In light of recent Congressional hearings and proposed legislation, market participants should remain vigilant and prepared...more
The recent statement by the Staff of the SEC (the Staff Statement) will likely impact almost every SPAC or post-de-SPAC entity with warrants in its structure.
SPAC/post-de-SPAC entities should review warrant terms to...more
4/27/2021
/ Accounting Standards ,
Audits ,
D&O Insurance ,
GAAP ,
Initial Public Offering (IPO) ,
Internal Controls ,
Popular ,
Registration Statement ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Special Purpose Acquisition Companies (SPACs) ,
Tender Offers ,
Warrants