Dean Galaro

Dean Galaro

Perkins Coie

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Exempt Reporting Advisers: The SEC Is Watching

On March 12, 2020, the Securities and Exchange Commission (SEC) announced a settlement with Texas-based exempt reporting adviser Naya Ventures, LLC (Naya) and its two founders for failure to disclose several conflicts of...more

4/16/2020  /  Conflicts of Interest , Failure To Disclose , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Securities and Exchange Commission (SEC)
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