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Third-Party Risk Management for Financial Institutions: Reassessing Risk in Light of COVID-19

As part of an effective third-party risk management program, financial institutions should perform ongoing monitoring of the third-party relationship, including review of audited financial statements and risk assessments,...more

Regulators Remind Banks That Strategy Setting Creates Risks That Must Be Managed

When most bankers think of “operational risk,” they think of day-to-day operations like internal or external fraud, reconciliation failures, and the like. The Comptroller of the Currency recently reminded banks, however, the...more

7/13/2016  /  Banks , OCC , Risk Management
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