Devin Eager

Devin Eager

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FINRA Proposes Rules Regarding SEC-Mandated Reporting of Securities Lending Transactions

On May 1, 2024, the Financial Industry Regulatory Authority (FINRA) proposed a new series of rules—FINRA Rule 6500 Series—regarding reporting of securities lending transactions pursuant to the requirements under new Rule...more

6/12/2024  /  Financial Industry Regulatory Authority (FINRA) , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act
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