On January 21, 2025, US Securities and Exchange Commission (SEC) Acting Chairman Mark T. Uyeda announced the formation of a new crypto task force. This initiative aims to develop a comprehensive and clear regulatory framework...more
At an Open Meeting on July 26, 2023, the US Securities and Exchange Commission (SEC) adopted final rules and amendments that impose new cybersecurity-related disclosure requirements for public companies subject to the...more
7/31/2023
/ Compliance ,
Corporate Governance ,
Cyber Incident Reporting ,
Cybersecurity ,
Data Security ,
Disclosure Requirements ,
New Rules ,
Proposed Rules ,
Publicly-Traded Companies ,
Regulation S-K ,
Reporting Requirements ,
Required Forms ,
Risk Management ,
Securities and Exchange Commission (SEC)
On May 3, 2023, the US Securities and Exchange Commission (SEC) adopted amendments to the share repurchase disclosure rules that require the disclosure of daily share repurchase activity on a quarterly basis by domestic...more
On August 26, 2020, the US Securities and Exchange Commission (the SEC or “Commission”) adopted amendments to the definition of “accredited investor” to add new categories of qualifying natural persons and entities and make...more
8/28/2020
/ Accredited Investors ,
Exempt Reporting Advisers (ERAs) ,
Family Offices ,
Federal Register ,
Investment Adviser ,
Knowledgeable Employee ,
Limited Liability Company (LLC) ,
Natural Person Requirement ,
Private Funds ,
Rural Business Investment Companies (RBICs) ,
SBIC ,
Securities and Exchange Commission (SEC) ,
Sole Proprietorship
Last month, the SEC adopted amendments intended to facilitate the disclosure of information to investors, simplify compliance without significantly altering the total mix of information provided to investors, improve...more
10/1/2018
/ Broker-Dealer ,
Disclosure Requirements ,
Emerging Growth Companies ,
FASB ,
Financial Reporting ,
Foreign Investment ,
GAAP ,
Investment Adviser ,
Investment Company Act of 1940 ,
Investment Funds ,
Investors ,
PCAOB ,
Regulation A ,
Regulation S-K ,
Regulation S-X ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies
Since the inception of Bitcoin in 2009, certain digital tokens (often referred to as cryptocurrencies) have been popularized as secure, decentralized and private alternatives to government-controlled currencies. More...more