On October 7, 2020, the Securities and Exchange Commission (“SEC”) adopted a new rule, Rule 12d1-4, designed to provide a consistent and comprehensive framework governing a registered fund’s ability to invest in another...more
10/20/2020
/ Amended Rules ,
Business Development Companies ,
ETFs ,
Final Rules ,
Form N-CEN ,
Fund of Funds ,
Investment Company Act of 1940 ,
Investment Management ,
Popular ,
Registered Funds ,
Regulatory Standards ,
Rule 12d1-4 ,
Securities and Exchange Commission (SEC)