In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Credit Ratings
- Financial Services
- Shadow Banking
- Funds
- Financial Market...more
9/2/2014
/ Banks ,
CFTC ,
Credit Ratings ,
Derivatives ,
Dodd-Frank ,
Enforcement Actions ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Markets ,
Financial Regulatory Reform ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
Shadow Banking ,
UK
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Consumer Protection
- People
- Excerpt from Derivatives:
Regulators Request FSB to Assist in...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Events
- Excerpt from Bank Prudential Regulation & Regulatory Capital:
EBA Publishes New...more
In this issue:
- Derivatives
- Bank Structure
- Recovery & Resolution
- Bank Prudential Regulation & Regulatory Capital
- Financial Services
- Consumer Protection
- Funds...more
In this issue:
- Derivatives
- Compensation
- Recovery & Resolution
- Bank Prudential Regulation and Regulatory Capital
- Financial Market Infrastructure
- Financial Services...more
8/5/2014
/ Banking Sector ,
Banks ,
Capital Markets ,
Derivatives ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Financial Conduct Authority (FCA) ,
FOMC ,
FX Swaps ,
MiFID ,
Remuneration
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Bank Structure
- Financial Market Infrastructure
- Financial Services
- Funds
-...more
7/31/2014
/ Banks ,
Capital Markets ,
CFTC ,
Derivatives ,
EMIR ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Exchange-Traded Products ,
Financial Regulatory Reform ,
Leverage Ratio ,
Market Participants ,
OCR ,
UCITS
In this issue:
- Derivatives
- Compensation
- Bank Prudential Regulation and Regulatory Capital
- Recovery & Resolution
- Credit Ratings
- Insurance
- Financial Services...more
7/23/2014
/ Banking Sector ,
Banks ,
Basel III ,
Capital Markets ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
FDIC ,
Insurance Reform ,
OCC ,
Reporting Requirements ,
Stress Tests
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
7/15/2014
/ Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
Draft Guidance ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
No-Action Relief ,
OCC
The regulation that will implement the Volcker Rule was finally issued on December 10, 2013. Major financial institutions around the world will have to review a host of activities and investments in order to comply with the...more
We issued a client memorandum on December 9 listing the major topics to look for when the five financial regulatory agencies agreed to finalize the Volcker Rule, which generally prohibits banking organizations from engaging...more
The first wave of financial regulatory change affecting banks, brokers and their users is in the field of derivatives. Various deadlines for new reporting, clearing and conduct of business requirements are imminent. The...more