In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Derivatives
- Recovery & Resolution
- Shadow Banking
- People
- Events
- Excerpt from Bank Prudential...more
10/29/2014
/ ACH Payments ,
Bank Holding Company ,
Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
Federal Reserve ,
Final Rules ,
Prudential Regulation Authority (PRA) ,
Risk Retention ,
Securities and Exchange Commission (SEC) ,
Shadow Banking
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Financial Services
- Funds
- People
- Excerpt from...more
10/15/2014
/ Banks ,
Basel Committee on Banking Supervision (BCBS) ,
Broker-Dealer ,
Derivatives ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
IOSCO ,
ISDA ,
Prudential Regulation Authority (PRA) ,
Risk Alert ,
Risk Capital ,
Securities and Exchange Commission (SEC) ,
Stress Tests
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Financial Market Infrastructure
- Funds
- Enforcement
- People...more
10/1/2014
/ Banks ,
Capital Markets ,
CDS ,
CFTC ,
Derivatives ,
EU ,
European Banking Authority (EBA) ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
SEFs ,
Swaps
The three US bank regulatory agencies issued a final regulation implementing the Basel III Liquidity Coverage Ratio (LCR) which requires banking organizations to maintain a minimum amount of liquid assets in order to meet...more
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Credit Ratings
- Financial Services
- Shadow Banking
- Funds
- Financial Market...more
9/2/2014
/ Banks ,
CFTC ,
Credit Ratings ,
Derivatives ,
Dodd-Frank ,
Enforcement Actions ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Markets ,
Financial Regulatory Reform ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
Shadow Banking ,
UK
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Consumer Protection
- People
- Excerpt from Derivatives:
Regulators Request FSB to Assist in...more
In this issue:
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Events
- Excerpt from Bank Prudential Regulation & Regulatory Capital:
EBA Publishes New...more
In this issue:
- Derivatives
- Bank Structure
- Recovery & Resolution
- Bank Prudential Regulation & Regulatory Capital
- Financial Services
- Consumer Protection
- Funds...more
In this issue:
- Derivatives
- Compensation
- Bank Prudential Regulation and Regulatory Capital
- Recovery & Resolution
- Credit Ratings
- Insurance
- Financial Services...more
7/23/2014
/ Banking Sector ,
Banks ,
Basel III ,
Capital Markets ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
FDIC ,
Insurance Reform ,
OCC ,
Reporting Requirements ,
Stress Tests
The European Securities and Markets Authority is consulting on the mandatory clearing obligation for certain derivatives. Draft regulatory technical standards have been published for the mandatory clearing of certain interest...more
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
7/15/2014
/ Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
Draft Guidance ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
No-Action Relief ,
OCC
There has been no shortage of press coverage about the lack of employment diversity in the financial services sector. Now, both the US Congress and the European Union have taken action in an attempt to remedy historical...more
The Commodity Futures Trading Commission has imposed for the first time a requirement that certain swaps be traded on a regulated market. Beginning February 15, 2014, certain cleared interest rate swaps and index credit...more
The European Market Infrastructure Regulation (EMIR1) imposes new reporting, clearing, collateral and conduct of business requirements on all derivatives market participants which are based in the EU or deal with EU...more