Donta Dismuke

Donta Dismuke

Stinson LLP

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New Exemption for M&A Brokers from Federal Broker-Dealer Registration

Signed into law by President Biden on December 29, 2022, new provisions in the Consolidated Appropriations Act, 2023 (H.R. 2617) (Exemption) exempt certain “M&A brokers” from having to register as broker-dealers with the U.S...more

2/13/2023  /  Biden Administration , Broker-Dealer , Consolidated Appropriations Act (CAA) , Exemptions , Financial Services Industry , Privately Held Corporations , Registration Requirement , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions
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