Doug McLeod

Doug McLeod

Blake, Cassels & Graydon LLP

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Ontario Creates Significant New Record-Keeping Obligations for Capital Markets Participants

The Ontario government has amended Ontario’s Securities Act (Act) to expand the scope of prohibited insider trading and enhance the record-keeping requirements imposed upon capital market participants in the province. This...more

6/30/2015  /  Canada , Due Diligence , Insider Trading , Market Participants , Ontario Securities Act , Recordkeeping Requirements

Ontario Expands Scope of Prohibited Insider Trading

The Ontario government has amended Ontario’s Securities Act (Act) to expand the scope of prohibited insider trading and enhance the record-keeping requirements imposed upon capital market participants in the province. This...more

6/30/2015  /  Amended Regulation , Canada , Insider Trading , Market Participants , Recordkeeping Requirements , Securities , Securities Fraud
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