1. Bank regulation -
1.1 PRUDENTIAL REGULATION -
a) General -
(i) International -
FSB: Plenary December 2024 -
Status: Final -
The FSB has set out the outcomes of its Plenary that met on 3 and 4 December. Points of...more
1/6/2025
/ Anti-Money Laundering ,
Banking Sector ,
Basel Committee on Banking Supervision (BCBS) ,
Capital Markets ,
Cybersecurity ,
Digital Operational Resilience Act (DORA) ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
European Supervisory Authorities (ESAs) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment Firms ,
Investment Funds ,
IOSCO ,
Payment Systems ,
Prudential Regulation Authority (PRA) ,
Real Estate Investments ,
Regulatory Agenda ,
Stock Exchange ,
UCITS
1. Bank regulation -
1.1 PRUDENTIAL REGULATION -
a) General -
(i) Germany -
BReg: Government draft on the Second Future Financing Act (Regierungsentwurf zum zweiten Zukunftsfinanzierungsgesetz)
Status: Draft -
The...more
12/2/2024
/ Banking Sector ,
Basel Committee on Banking Supervision (BCBS) ,
Capital Markets ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
European Supervisory Authorities (ESAs) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
FinTech ,
Germany ,
Investment Funds ,
Regulatory Agenda ,
UK
1. Bank regulation -
1.1 PRUDENTIAL REGULATION
a) General -
(i) EU -
EBA: Opinion on measures in accordance with Article 458 CRR following a notification by the De Nederlandsche Bank -
Status: Final -
The EBA has published an...more
9/4/2024
/ Banks ,
Capital Markets ,
Commission Delegated Regulation ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
FinTech ,
Investment ,
Regulatory Agenda
1. Bank regulation -
1.1 PRUDENTIAL REGULATION -
a) General -
(i) International -
BCBS: Consultation on report regarding various technical amendments and FAQs -
Status: Consultation -
Deadline for the submission of...more
8/6/2024
/ Anti-Money Laundering ,
BaFin ,
Banking Sector ,
Basel Committee on Banking Supervision (BCBS) ,
Capital Markets ,
Digital Assets ,
EMIR ,
EU ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
European Supervisory Authorities (ESAs) ,
Financial Institutions ,
Financial Regulatory Reform ,
FinTech ,
Germany ,
Investment Firms ,
Investment Funds ,
MiFID ,
MiFIR ,
New Legislation ,
Omnibus Guidance ,
Payment Systems ,
Proposed Legislation ,
Prudential Standards ,
Regulatory Requirements ,
Securities ,
Sustainable Finance
1. Bank regulation -
1.1 Prudential regulation -
(a) General -
(i) EU -
ECB: Memorandum of Cooperation between ECB and CAs on third-country bank supervision -
Status: Final -
The ECB has published a Memorandum of...more
3/4/2024
/ Anti-Money Laundering ,
Banking Sector ,
Banks ,
Capital Markets ,
Cybersecurity ,
Disclosure Requirements ,
EMIR ,
EU ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment Funds ,
Investment Management ,
MiFID ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Reporting Requirements
In our annual financial services Horizon Scanning webinar, our regulatory team provided an overview of upcoming and expected changes for UK firms.
Partners from our UK team considered regulatory updates on the horizon for...more
1. Bank regulation -
1.1 Prudential regulation -
(a) General -
(i) EU -
EBA: Roadmap on strengthening the Prudential framework -
Status: Final -
The EBA has published its roadmap on the Banking Package, which...more
1/10/2024
/ Anti-Money Laundering ,
Banks ,
Capital Markets ,
Cybersecurity ,
EMIR ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment Firms ,
Investment Funds ,
MiFID ,
MiFIR ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Remuneration ,
Risk Management
1. Bank regulation -
1.1 Prudential regulation -
The ESRB has published a speech by Christine Lagarde, President of the ECB and Chair of the ESRB, on its first general warning about financial stability risks that it published...more
12/4/2023
/ Anti-Money Laundering ,
Banking Sector ,
Banks ,
Basel Committee on Banking Supervision (BCBS) ,
Cybersecurity ,
EMIR ,
ESRB ,
EU ,
European Banking Authority (EBA) ,
FATF ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Reporting ,
Investment Firms ,
Proposed Regulation ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Reporting Requirements ,
Risk Management
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
In addition, we prepare an overview of articles and court decisions published in...more
9/5/2023
/ Anti-Money Laundering ,
Banking Sector ,
Banks ,
Capital Markets ,
EMIR ,
EU ,
Financial Institutions ,
Financial Services Industry ,
Germany ,
Investment Firms ,
Investment Funds
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
In addition, we prepare an overview of articles and court decisions published in German...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
...more
11/2/2021
/ Anti-Money Laundering ,
BaFin ,
EMIR ,
EU ,
Germany ,
Investment Firms ,
Investment Funds ,
Market Abuse ,
MiFID ,
MiFIR ,
UCITS
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
...more
A high-level timeline summarising key dates and expected publications for the EU and UK MiFID Review.
...more
Supervisory law has been increasing in complexity for years. This offers opportunities but also presents serious challenges to both financial services providers and law firms. As one of the largest law firms both on a global...more
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
...more