Ed Lukins

Orrick, Herrington & Sutcliffe LLP

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FCA Publishes Final Rules on Board and Executive Management Diversity and Inclusion

The Financial Conduct Authority ("FCA") has announced new Listing Rules ("LRs") and changes to the Disclosure Guidance and Transparency Rules ("DTRs") on board and executive management diversity and inclusion in its policy...more

4/25/2022 / Corporate Governance , Disclosure Requirements , Diversity and Inclusion Standards (D&I) , Financial Conduct Authority (FCA) , Listing Rules , Publicly-Traded Companies , Transparency , UK

FCA Publishes New Listing Rule and Guidance on Climate Related Disclosures Applicable to Standard Listed Companies

On 17 December 2021, the Financial Conduct Authority ("FCA") announced a new Listing Rule on climate-related disclosures in its policy statement PS12/23. The new Listing Rule will apply to issuers of shares (or global...more

12/31/2021 / Capital Markets , Climate Change , Corporate Governance , Environmental Social & Governance (ESG) , Financial Conduct Authority (FCA) , Listing Rules , Publicly-Traded Companies , UK

FCA Updates the Listing Rules – Out With the Old, in With the New

On 2 December 2021, the Financial Conduct Authority ("FCA") announced some material changes to the Listing Rules in its policy statement PS21/22; these are summarised below. The FCA has sought to strike a balance between...more

12/9/2021 / Capital Markets , Corporate Governance , Corporate Issuers , Financial Conduct Authority (FCA) , Listing Rules , Policy Statement , Publicly-Traded Companies , Takeover Code , UK

SEC Updates Disclosure Requirements for Risk Factors and Business and Legal Proceeding Descriptions

Exchange Act Reports; Securities Act Filings - On August 26, 2020, the Securities and Exchange Commission announced changes to Regulation S-K intended to modernize certain disclosures related to an issuer’s business...more

8/28/2020 / Corporate Governance , Disclosure Requirements , Financial Regulatory Reform , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Offers Extended Filing Relief to Companies Hit by Coronavirus

Exchange Act Reports - On March 25, 2020, the Securities and Exchange Commission issued an exemptive order modifying its March 4, 2020 order granting regulatory relief for certain publicly-traded company filing obligations...more

3/30/2020 / Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Filing Deadlines , Filing Requirements , Publicly-Traded Companies , Relief Measures , Required Forms , Securities and Exchange Commission (SEC) , Securities Regulation

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