Ed Lukins

Orrick, Herrington & Sutcliffe LLP

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Latest Posts › Disclosure Requirements

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Prospectus Rules: Reformed

The Financial Conduct Authority (FCA) has finalised its rules for the new Public Offers and Admissions to Trading regime, which will replace the existing UK Prospectus Regulation from 19 January 2026. The publication of the...more

7/18/2025 / Capital Markets , Disclosure Requirements , Financial Conduct Authority (FCA) , Initial Public Offering (IPO) , Listing Rules , Public Offerings , Regulatory Requirements , Securities Regulation , UK

PISCES: Sandbox

RECAP Private Intermittent Securities and Capital Exchange System (PISCES) Regulations (SI 2025/583) are now in force. PISCES is not a stock market; it is a regulatory sandbox for those market participants who want to set up...more

6/16/2025 / Capital Markets , Disclosure Requirements , Financial Conduct Authority (FCA) , Investors , New Regulations , Private Funds , Regulatory Reform , Secondary Markets , Securities Regulation , UK

FCA Publishes Final Rules on Board and Executive Management Diversity and Inclusion

The Financial Conduct Authority ("FCA") has announced new Listing Rules ("LRs") and changes to the Disclosure Guidance and Transparency Rules ("DTRs") on board and executive management diversity and inclusion in its policy...more

4/25/2022 / Corporate Governance , Disclosure Requirements , Diversity and Inclusion Standards (D&I) , Financial Conduct Authority (FCA) , Listing Rules , Publicly-Traded Companies , Transparency , UK

SEC Updates Disclosure Requirements for Risk Factors and Business and Legal Proceeding Descriptions

Exchange Act Reports; Securities Act Filings - On August 26, 2020, the Securities and Exchange Commission announced changes to Regulation S-K intended to modernize certain disclosures related to an issuer’s business...more

8/28/2020 / Corporate Governance , Disclosure Requirements , Financial Regulatory Reform , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Offers Extended Filing Relief to Companies Hit by Coronavirus

Exchange Act Reports - On March 25, 2020, the Securities and Exchange Commission issued an exemptive order modifying its March 4, 2020 order granting regulatory relief for certain publicly-traded company filing obligations...more

3/30/2020 / Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Filing Deadlines , Filing Requirements , Publicly-Traded Companies , Relief Measures , Required Forms , Securities and Exchange Commission (SEC) , Securities Regulation

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