One of the most talked about topics in asset management is the possibility of offering Mutual Fund and ETF Classes in the same Fund. For fund sponsors and service providers looking to offer this service, there are significant...more
One of the most talked about topics in asset management is the possibility of offering Mutual Fund and ETF Classes in the same Fund. It appears that Funds may obtain the Relief necessary to offer these Share Classes in the...more
6/27/2025
/ Asset Management ,
Chief Compliance Officers ,
Disclosure Requirements ,
DTCC ,
ETFs ,
Financial Industry Regulatory Authority (FINRA) ,
Fund Sponsors ,
Investment Funds ,
Mutual Funds ,
Operational Requirements ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Share Class Structures ,
Share Classes ,
Shareholders
On January 23, 2025, President Trump signed an executive order titled Strengthening American Leadership in Digital Financial Technology (Crypto EO), which addressed a variety of crypto-related topics to the great relief of...more