Edward Dyson

Orrick, Herrington & Sutcliffe LLP

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Latest Posts › Disclosure Requirements

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Prospectus Rules: Reformed

The Financial Conduct Authority (FCA) has finalised its rules for the new Public Offers and Admissions to Trading regime, which will replace the existing UK Prospectus Regulation from 19 January 2026. The publication of the...more

7/18/2025 / Capital Markets , Disclosure Requirements , Financial Conduct Authority (FCA) , Initial Public Offering (IPO) , Listing Rules , Public Offerings , Regulatory Requirements , Securities Regulation , UK

SEC Considers Revising Foreign Private Issuer Definition

The Securities and Exchange Commission (SEC) issued a concept release seeking public comment by September 8, 2025, on its definition of “foreign private issuer” (FPI). The SEC indicated that a review is warranted due to...more

6/24/2025 / Capital Markets , Corporate Governance , Disclosure Requirements , Foreign Investment , Foreign Private Issuers , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

PISCES: Sandbox

RECAP Private Intermittent Securities and Capital Exchange System (PISCES) Regulations (SI 2025/583) are now in force. PISCES is not a stock market; it is a regulatory sandbox for those market participants who want to set up...more

6/16/2025 / Capital Markets , Disclosure Requirements , Financial Conduct Authority (FCA) , Investors , New Regulations , Private Funds , Regulatory Reform , Secondary Markets , Securities Regulation , UK

FCA Publishes Final Rules on Board and Executive Management Diversity and Inclusion

The Financial Conduct Authority ("FCA") has announced new Listing Rules ("LRs") and changes to the Disclosure Guidance and Transparency Rules ("DTRs") on board and executive management diversity and inclusion in its policy...more

4/25/2022 / Corporate Governance , Disclosure Requirements , Diversity and Inclusion Standards (D&I) , Financial Conduct Authority (FCA) , Listing Rules , Publicly-Traded Companies , Transparency , UK

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