On August 20, 2018, the U.S. Securities and Exchange Commission (“SEC”) announced it adopted amendments to Rule 15c2-12 of the Securities Exchange Act (“Rule 15c2-12”). Rule 15c2-12 requires brokers, dealers, and municipal...more
The impact of tax reform is on the minds of many. While there are currently many unknowns, municipal issuers and conduit borrowers (collectively, “obligated persons”) should consider whether changes in tax law could impact...more
12/6/2017
/ Broker-Dealer ,
Disclosure Requirements ,
Due Diligence ,
EMMA ,
Investors ,
Materiality ,
MSRB ,
Municipal Securities Issuers ,
Municipal Securities Market ,
Securities and Exchange Commission (SEC) ,
Tax Reform ,
Voluntary Disclosure