This memorandum summarizes key U.S. Securities and Exchange Commission (“SEC”) and stock exchange regulatory filing deadlines, new disclosure requirements and general tips and guidance for both U.S. domestic issuers and for...more
12/24/2024
/ Annual Reports ,
Artificial Intelligence ,
Beneficial Owner ,
Board of Directors ,
China ,
Clawbacks ,
Climate Change ,
Cryptoassets ,
Cybersecurity ,
Disclosure Requirements ,
Diversity ,
Economic Sanctions ,
EDGAR ,
Enrollment ,
Equity Securities ,
Executive Compensation ,
Filing Deadlines ,
Final Rules ,
Foreign Private Issuers ,
GAAP ,
Insider Trading ,
Interest Rates ,
Middle East ,
Military Conflict ,
Non-GAAP Financial Measures ,
Policies and Procedures ,
Price Inflation ,
Reporting Requirements ,
Russia ,
Securities and Exchange Commission (SEC) ,
Shareholder Meetings ,
Stock Exchange ,
Stock Options ,
Ukraine ,
XBRL Filing Requirements
This memorandum is for our Capital Markets clients in anticipation of the upcoming annual reporting and shareholder meeting season for 2024. Below you will find key filing deadlines, new disclosure requirements, and general...more
12/22/2023
/ 10b5-1 Plans ,
Annual Reports ,
Beneficial Owner ,
Clawbacks ,
Cooling-Off Rule ,
Corporate Officers ,
Cyber Incident Reporting ,
Cybersecurity ,
Directors ,
Disclosure Requirements ,
Diversity and Inclusion Standards (D&I) ,
Filing Deadlines ,
Foreign Private Issuers ,
Insider Trading ,
MNPI ,
Regulation S-K ,
Reporting Requirements ,
Safe Harbors ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Shareholder Meetings ,
Stock Repurchases
On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) issued its final rules modernizing beneficial ownership reporting under Sections 13(d) and (g) of the Securities Exchange Act of 1934 (the “Exchange...more
10/24/2023
/ Beneficial Owner ,
Compliance ,
Deadlines ,
EDGAR ,
Filing Deadlines ,
Final Rules ,
Investors ,
Passive Investments ,
Schedule 13D ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934