As we turn the page on 2018, let’s reflect on some of the key privacy and cybersecurity issues that will continue to occupy our hearts and minds in 2019....more
1/4/2019
/ California Consumer Privacy Act (CCPA) ,
Carpenter v US ,
Cybersecurity ,
Data Breach ,
Data Security ,
Internet of Things ,
Marriott ,
Personally Identifiable Information ,
Popular ,
Regulatory Oversight ,
Securities and Exchange Commission (SEC) ,
State Data Breach Notification Statutes ,
Verizon ,
Yahoo!
The U.S. Securities and Exchange Commission (SEC) has joined the government chorus in sounding the alarm about the rapid rise in "business email compromises" that are victimizing organizations across industry sectors....more
10/23/2018
/ Business E-Mail Compromise (BEC) ,
Cyber Attacks ,
Electronic Communications ,
Email ,
Fraud ,
Internal Controls ,
Popular ,
Publicly-Traded Companies ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Vulnerability Assessments
The fallout from the Yahoo data breaches continues to illustrate how cyberattacks thrust companies into the competing roles of crime victim, regulatory enforcement target and civil litigant. ...more
5/14/2018
/ Class Action ,
Criminal Conspiracy ,
Criminal Prosecution ,
Cyber Crimes ,
Cybersecurity ,
Data Breach ,
Enforcement Actions ,
Failure To Disclose ,
Hackers ,
Personally Identifiable Information ,
Popular ,
Publicly-Traded Companies ,
Russia ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Yahoo!
On February 21, 2018, the U.S. Securities and Exchange Commission approved the release of Interpretive Guidance relating to public company disclosures of cybersecurity risks and incidents. ...more
2/23/2018
/ Cyber Threats ,
Cybersecurity ,
Data Breach ,
Disclosure Requirements ,
Form 8-K ,
Insider Trading ,
Interpretive Rule ,
Non-Public Information ,
Popular ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC)
The U.S. Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) has issued a Risk Alert in the wake of the widespread WannaCry ransomware attack that has inflicted hundreds of thousands...more
5/19/2017
/ Broker-Dealer ,
Cyber Attacks ,
Cybersecurity ,
Data Breach ,
Hackers ,
Investment Management ,
Malware ,
OCIE ,
Phishing Scams ,
Ransomware ,
Risk Alert ,
Risk Management ,
Securities and Exchange Commission (SEC)
The Colorado Division of Securities recently issued proposed rules directed at establishing cybersecurity requirements for broker-dealers and investment advisers. The proposed rules were issued only a month after New York...more
Employers increasingly face the difficult scenario of employees who misappropriate company data in the pursuit of whistleblower claims alleging misconduct by the employer. Such cases can present a complex mix of regulatory,...more
2/24/2017
/ Bank Secrecy Act ,
Banking Sector ,
Banks ,
Confidentiality Agreements ,
Dodd-Frank ,
Labor Code ,
OCC ,
Retaliation ,
Sarbanes-Oxley ,
Securities and Exchange Commission (SEC) ,
Whistleblower Protection Policies ,
Whistleblowers