What You Need To Know:
Effective August 16, 2021, the Assets-Under-Management Test will increase to $1.1 million, and the Net Worth Test will increase to $2.2 million.
On June 17, 2021, the U.S. Securities and...more
The decision to embark on an entrepreneurial journey, especially in the hyper-competitive investment management industry, can be an overwhelming one. It is almost impossible to make all the right choices when starting your...more
What You Need To Know:-
•For managers preparing documents for their first Delaware fund, the limited partnership agreement of the fund should expressly require that any materials requested in connection with a books and...more
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) issued a risk alert entitled Observations from Examinations of Investment Advisers Managing Private Funds (the “Alert”). The...more
7/16/2020
/ Allocation of Funds ,
Conflicts of Interest ,
Cross-Border Transactions ,
Employee Retirement Income Security Act (ERISA) ,
Global Code of Ethics ,
Hedge Funds ,
Investment Management ,
MNPI ,
OCIE ,
Private Funds ,
Securities and Exchange Commission (SEC)