Elaine Drodge Koch

BCLP

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Latest Posts › Anti-Retaliation Provisions

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Another Record Breaking Year for the SEC Whistleblower Program

On November 15, 2018, the Securities and Exchange Commission (“SEC”) released its annual report to Congress (“Report”) on the Dodd-Frank Whistleblower Program (the “Program”), under which eligible whistleblowers may receive...more

11/30/2018 / Annual Reports , Anti-Retaliation Provisions , Dodd-Frank , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblower Protection Policies , Whistleblowers

Supreme Court Narrowly Construes the Definition of a Whistleblower Under Dodd-Frank

Today the Supreme Court held that an individual must report alleged wrongdoing to the Securities and Exchange Commission in order to qualify for protection from whistleblower retaliation under the Dodd-Frank Act. While...more

2/22/2018 / Anti-Retaliation Provisions , Digital Realty Trust Inc v Somers , Dodd-Frank , Internal Reporting , Sarbanes-Oxley , SCOTUS , Securities and Exchange Commission (SEC) , Securities Violations , Whistleblower Protection Policies , Whistleblowers

CFTC Announces $10 Million Whistleblower Award, Its Largest Award Yet

The Commodity Futures Trading Commission (“CFTC”) recently announced the largest ever award under its Whistleblower Program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The whistleblower...more

4/14/2016 / Anonymity , Anti-Retaliation Provisions , CFTC , Commodity Exchange Act (CEA) , Confidential Witnesses , Dodd-Frank , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblower Protection Policies , Whistleblowers

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